Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jun 2025)
    • [FCA CF] Client dealing (since 9 Sep 2023)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (25 Jan 2023 to 9 Sep 2023)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
    • CF30 Customer (13 Mar 2018 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.