Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Derrick James Lee

  IRN DJL01221

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Dorothy Menton

  IRN DXM02969

  • [FCA CF] Client dealing (since 18 Oct 2024)
• Duncan Stuart Nicholls Hall

  IRN DSH01039

  • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
• Dwight James Burden

  IRN DXB01391

  • CF30 Customer (14 Sep 2009 to 1 Nov 2011)
• Edward Clive Whiley

  IRN EXW12289

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Mar 2019 to 8 Dec 2019)
• Edward John Hope Frisby

  IRN EJF01052

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (26 Sep 2007 to 31 Oct 2007)
• Edward John Stacey

  IRN EJS01039

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Elizabeth Theresa Mary Johnson

  IRN ETJ01003

  • CF30 Customer (30 Jan 2009 to 17 Oct 2014)
• Elysia Anne Bough

  IRN EXB00480

  • [FCA CF] Client dealing (since 14 Jan 2025)
• Emily Ashford

  IRN ECA01017

  • CF30 Customer (1 Aug 2011 to 19 Apr 2013)

No changes recorded yet.