Emily Ashford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Standard Chartered Bank
FRN 114276
- [FCA CF] Client dealing (since 3 Jan 2017)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (2 May 2014 to 16 Feb 2016)
RFC AMBRIAN LIMITED (no longer approved here)
FRN 209819
- CF30 Customer (10 Jan 2013 to 31 Mar 2014)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- CF30 Customer (1 Aug 2011 to 19 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.