Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emily Frances Watts

  IRN EFW00009

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
• Emily Hannah Morris

  IRN EHM01004

  • CF30 Customer (21 Sep 2016 to 29 Aug 2018)
• Fergus Hugh Sullivan

  IRN FXS00044

  • [FCA CF] Client dealing (since 4 Jan 2021)
• Gary Vincent Brandom

  IRN GVB01008

  • CF30 Customer (1 Apr 2014 to 31 Oct 2014)
• Geoffrey Stephen Trevor Nash

  IRN GSN01005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 17 Jan 2010)
• George Budd

  IRN GXB45693

  • [FCA CF] Client dealing (9 Sep 2023 to 30 Sep 2025)
• George Dollemore

  IRN GXD00230

  • [FCA CF] Client dealing (18 Nov 2021 to 9 Oct 2024)
• George Edward Jackson

  IRN GEJ01023

  • CF30 Customer (10 Sep 2014 to 27 Mar 2015)
• George Henry Lawson

  IRN GXL00265

  • [FCA CF] Client dealing (since 9 Sep 2023)
• George Ryan-Smith

  IRN GXR00091

  • [FCA CF] Client dealing (11 Nov 2021 to 18 Mar 2022)

No changes recorded yet.