Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giles Hannibal William Balleny

  IRN GHB01027

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Giles Thomas Rolls

  IRN GTR00022

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jul 2021)
  • CF30 Customer (8 Apr 2015 to 8 Dec 2019)
• Graham Cooke

  IRN GXC21681

  • [FCA CF] Manager of certification employee (4 Oct 2022 to 12 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2023)
  • CF30 Customer (10 Oct 2019 to 8 Dec 2019)
• Graham David Hall

  IRN GXH00271

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Grant Alvin Daniel

  IRN GAD01082

  • CF30 Customer (12 Sep 2008 to 5 Feb 2009)
• Grant Bergman

  IRN GXB01651

  • CF30 Customer (13 Jan 2014 to 8 Dec 2019)
• Guy Anthony Hewett

  IRN GAH01067

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
• Hamish Waller

  IRN HXW00255

  • [FCA CF] Client dealing (18 Oct 2024 to 28 Oct 2025)
• Hannah Boros

  IRN HXB01452

  • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
• Harold Everal Evans

  IRN HEE01008

  • CF30 Customer (9 Apr 2014 to 25 Mar 2018)

No changes recorded yet.