Grant Bergman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Manager of certification employee (6 Mar 2022 to 1 Jul 2024)
    • [FCA CF] Client dealing (25 Feb 2020 to 5 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 8 Nov 2013)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2007 to 20 Aug 2007)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (13 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.