Giles Hannibal William Balleny

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cavendish Capital Markets Limited
FRN 467766
- [FCA CF] Client dealing (since 9 Sep 2023)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- [FCA CF] Material risk taker (30 Apr 2021 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
- CF30 Customer (1 Dec 2018 to 8 Dec 2019)
Zeus Capital Limited (no longer approved here)
FRN 224621
- CF30 Customer (14 Dec 2015 to 27 Nov 2018)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (27 Feb 2015 to 1 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.