Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Harriet Ward

  IRN HXW00102

  • [FCA CF] Client dealing (since 18 Nov 2021)
• Hayley Ursula Roberta Palmer

  IRN HUP01002

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2021)
  • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
• Henrik Johan Oskar Persson

  IRN HJP01047

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Feb 2017 to 8 Dec 2019)
• Henry Botting

  IRN HXB13741

  • [FCA CF] Client dealing (26 Mar 2021 to 30 Jul 2021)
• Henry James Wells

  IRN HJW01036

  • [FCA CF] Client dealing (16 May 2022 to 9 Sep 2023)
• Henry Oscar Nicol

  IRN HXN20944

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Holly Ritson

  IRN HXR00245

  • [FCA CF] Client dealing (5 Sep 2024 to 28 Mar 2026)
• Hugo Alexander Lough

  IRN HXL07193

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2021)
  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Iain William MacArthur

  IRN IWM01021

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Ian David McInally

  IRN IDM01045

  • [FCA CF] Client dealing (since 9 Sep 2023)

No changes recorded yet.