Henry James Wells

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Corporate Finance LLP

    FRN 474794

    • [FCA CF] Manager of certification employee (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 21 Apr 2021)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • [FCA CF] Client dealing (16 May 2022 to 9 Sep 2023)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • SMF3 Executive Director (9 Dec 2019 to 23 Oct 2020)
    • CF1 Director (13 Nov 2015 to 8 Dec 2019)
    • CF3 Chief Executive (13 Nov 2015 to 14 Mar 2019)
    • CF30 Customer (27 Jan 2014 to 8 Dec 2019)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 10 Jan 2014)
    • CF1 Director (22 Feb 2007 to 22 Mar 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.