Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Lee Ian Taylor

  IRN ALT01049

  • CF30 Customer (27 Oct 2008 to 14 Aug 2009)
• Aatif Hassan

  IRN AXH01619

  • CF23 Corporate Finance Adviser (2 Apr 2004 to 18 Nov 2005)
• Abhishek Bhatia

  IRN AXB04580

  • [FCA CF] Client dealing (since 31 Mar 2025)
• Abhishek Majumdar

  IRN AXM02440

  • CF30 Customer (26 Jan 2012 to 31 Mar 2014)
• Adetorera Olaoluwa Oyewo

  IRN AOO00045

  • CF30 Customer (23 May 2014 to 10 Jul 2015)
• Ahmed Asif Huq

  IRN AAH01028

  • CF30 Customer (24 Aug 2011 to 31 Mar 2013)
• Aidan Whiteman De Brunner

  IRN AWD01031

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Jun 2004)
• Aiman Daud

  IRN AXD00729

  • [FCA CF] Client dealing (since 21 Mar 2023)
• Ainhoa Landa

  IRN AXL01421

  • CF30 Customer (28 Oct 2008 to 4 Jan 2011)
• Ajay Patel

  IRN AXP02179

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2023)
  • CF30 Customer (22 Oct 2015 to 8 Dec 2019)

No changes recorded yet.