Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akhil Bhardwaj

  IRN AXB02264

  • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
  • CF23 Corporate Finance Adviser (14 Sep 2007 to 31 Oct 2007)
• Akira Onishi

  IRN AXO01251

  • CF30 Customer (3 Apr 2012 to 24 Aug 2012)
• Alain Le Berre

  IRN AXL01554

  • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
  • CF1 Director (17 May 2007 to 12 Nov 2007)
  • CF23 Corporate Finance Adviser (17 May 2007 to 31 Oct 2007)
• Alberto Tack

  IRN AXT02251

  • CF30 Customer (19 Jan 2018 to 1 Nov 2019)
• Alec Connan

  IRN AXC00544

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alessandro Tesauro

  IRN AXT00275

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
• Alex Bouter

  IRN AXB01303

  • [FCA CF] Client dealing (since 22 Mar 2023)
• Alex Horsburgh

  IRN AXH00485

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alex James Simm

  IRN AJS01342

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Dec 2002)
• Alexander Grimston

  IRN AXG00409

  • [FCA CF] Client dealing (7 Jun 2021 to 9 Dec 2024)

No changes recorded yet.