Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Hay

  IRN AXH01708

  • CF23 Corporate Finance Adviser (2 Dec 2004 to 1 Jan 2007)
• Alexander John Moss

  IRN AXM01618

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Apr 2006)
• Alexander Jones Stanford

  IRN AJS01552

  • CF23 Corporate Finance Adviser (23 Jan 2007 to 26 Sep 2007)
• Alexander Jozef Luycx

  IRN AJL01260

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2025)
  • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
• Alexandra Lopatinsky

  IRN AXL00488

  • [FCA CF] Client dealing (10 Oct 2022 to 4 Aug 2023)
• Alexis Sterling-Stead

  IRN AXS00736

  • [FCA CF] Client dealing (28 Oct 2020 to 10 Sep 2021)
• Ali Naini

  IRN AXN01094

  • CF1 Director (1 Dec 2001 to 5 Aug 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)
• Alka Bali

  IRN AXB01391

  • CF21 Investment Adviser (1 Dec 2001 to 4 Dec 2006)
  • CF1 Director (1 Dec 2001 to 4 Dec 2006)
• Amber Goodwin

  IRN AXG00389

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2021)
• Amish Bakhai

  IRN AXB02303

  • [FCA CF] Manager of certification employee (since 2 May 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Oct 2014 to 8 Dec 2019)

No changes recorded yet.