Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anais TRIBOULET

  IRN AXT74332

  • [FCA CF] Client dealing (since 8 Dec 2021)
• Andrea Falbo

  IRN AXF01699

  • CF30 Customer (25 Jan 2012 to 29 Jul 2013)
• Andrea Oldani

  IRN AXO00122

  • [FCA CF] Client dealing (2 Dec 2020 to 19 Aug 2025)
• Andreas Thomas Kulcsar

  IRN ATK01025

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
  • CF30 Customer (10 Dec 2014 to 8 Dec 2019)
• Andrei Kalesnik

  IRN AXK00344

  • [FCA CF] Client dealing (14 Jun 2021 to 26 Feb 2024)
• Andrew Congleton

  IRN AXC00545

  • [FCA CF] Manager of certification employee (since 15 May 2020)
  • [FCA CF] Client dealing (since 15 May 2020)
• Andrew Cunningham

  IRN AXC00546

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Andrew David Claymore

  IRN ADC01109

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Nov 2024)
  • CF30 Customer (2 May 2019 to 8 Dec 2019)
• Andrew James Cleland-Bogle

  IRN AJC01357

  • CF30 Customer (1 Nov 2007 to 18 Jul 2014)
  • CF23 Corporate Finance Adviser (18 May 2007 to 31 Oct 2007)
• Andrew James Judge

  IRN AJJ01042

  • CF1 Director (28 Apr 2017 to 24 Jul 2018)
  • CF30 Customer (28 Apr 2017 to 24 Jul 2018)

No changes recorded yet.