Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Cunningham

  IRN AJC01235

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 3 Dec 2019)
• Andrew Rowland

  IRN AJR01330

  • CF30 Customer (27 Oct 2008 to 24 Feb 2010)
• Andrew Strudwick

  IRN AXS02776

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (7 May 2014 to 8 Dec 2019)
  • CF30 Customer (28 Feb 2012 to 8 Dec 2019)
• Anna Maria George

  IRN AMG01152

  • [FCA CF] Client dealing (6 Oct 2021 to 22 Aug 2023)
• Anthony Michael Greensmith

  IRN AMG01104

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2025)
• Antoine Mazerolle

  IRN AXM00766

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2023)
• Antonia Dale Cheong

  IRN ADC01188

  • CF30 Customer (3 May 2012 to 27 Jun 2014)
• Antonio Alejandro Gurrea-Nozaleda Garcia

  IRN AXG02276

  • CF30 Customer (19 Dec 2013 to 1 Oct 2014)
• Armaan Treon

  IRN AXT00724

  • [FCA CF] Client dealing (8 Nov 2024 to 2 Oct 2025)
• Arsene Besland

  IRN AXB00737

  • [FCA CF] Client dealing (4 May 2021 to 8 Sep 2023)

No changes recorded yet.