Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ateesh Srivastava

  IRN AXS04892

  • [FCA CF] Client dealing (6 Jan 2020 to 9 Jun 2023)
• Atsuhiko Takahara

  IRN AXT00669

  • [FCA CF] Client dealing (since 13 May 2024)
• Aurélie Edus

  IRN AXE01199

  • CF30 Customer (1 Nov 2007 to 19 Aug 2015)
  • CF23 Corporate Finance Adviser (9 Jul 2007 to 31 Oct 2007)
• Aya Yokouchi

  IRN AXY01292

  • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
• Aya Yokouchi

  IRN AXY00046

  • [FCA CF] Client dealing (9 Dec 2019 to 30 May 2022)
• Ayushi Bagga

  IRN AXB75805

  • [FCA CF] Client dealing (13 Dec 2021 to 5 Jul 2024)
• Ben Davis

  IRN BXD00110

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
• Ben Lewis

  IRN BXL01223

  • CF30 Customer (27 Oct 2008 to 6 Sep 2013)
• Ben Norton

  IRN BXN01232

  • CF30 Customer (16 Feb 2018 to 25 Jun 2018)
• Benedict Mark Gearing

  IRN BMG01038

  • CF30 Customer (12 Sep 2008 to 2 Mar 2010)

No changes recorded yet.