Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Alwin Russell Thompson

  IRN BAT01031

  • CF30 Customer (13 Nov 2008 to 8 Dec 2019)
• Benjamin Russell Wood

  IRN BXW00341

  • [FCA CF] Client dealing (since 12 May 2025)
• Blake Christensen

  IRN BXC01484

  • CF30 Customer (12 Sep 2011 to 30 Nov 2016)
• Boaz Halberstam

  IRN BXH00296

  • [FCA CF] Client dealing (since 2 May 2023)
• Bogdan Alexandrescu

  IRN BXA00240

  • [FCA CF] Client dealing (1 Apr 2024 to 30 Aug 2024)
• Boon Heng Lu

  IRN BHL01015

  • CF30 Customer (9 Feb 2011 to 24 Nov 2014)
• Brad Knudtson

  IRN BXK14581

  • [FCA CF] Client dealing (16 Jan 2023 to 29 Aug 2025)
• Brett William Daniel

  IRN BWD01017

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 24 May 2002)
• Brian Patrick Condon

  IRN BPC01085

  • CF1 Director (1 Dec 2001 to 9 Aug 2002)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 9 Aug 2002)
• Brodie Treloar

  IRN BXT01067

  • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)

No changes recorded yet.