Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bronagh Kearns

  IRN BXK00170

  • [FCA CF] Client dealing (6 May 2025 to 3 Feb 2026)
• Bruno Marioli

  IRN BXM00218

  • [FCA CF] Client dealing (7 Dec 2020 to 2 Sep 2022)
• Callum Bampton

  IRN CXB00923

  • [FCA CF] Client dealing (since 20 Mar 2024)
• Caroline Brennan

  IRN CXB00415

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2023)
• Catherine Rose Faiers

  IRN CRF01030

  • CF30 Customer (1 Nov 2007 to 31 Jan 2011)
  • CF23 Corporate Finance Adviser (16 Feb 2007 to 31 Oct 2007)
• Chandrakant Shah

  IRN CXS01302

  • [FCA CF] Client dealing (since 13 Feb 2023)
  • CF30 Customer (16 Dec 2010 to 15 Aug 2014)
• Charles Anthony Noel-Johnson

  IRN CAN01021

  • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Charles Henry Gould Price

  IRN CHP01028

  • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
  • CF23 Corporate Finance Adviser (17 Mar 2005 to 31 Oct 2007)
• Charles Ingham

  IRN CXI00026

  • [FCA CF] Client dealing (18 Jan 2021 to 22 Apr 2022)
• Charles Noel

  IRN CXN00215

  • [FCA CF] Client dealing (since 1 Apr 2024)

No changes recorded yet.