Charles Anthony Noel-Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard & Co., Limited

    FRN 114054

    • [FCA CF] Client dealing (since 9 Feb 2024)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
    • CF4 Partner (16 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2010 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (17 Nov 2009 to 8 Oct 2010)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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