Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREW CHARLES COX

    IRN ACC01163

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Jun 2019 to 8 Dec 2019)
  • Aamir Khan

    IRN AIK01011

    • CF30 Customer (1 Nov 2007 to 17 Apr 2015)
    • CF23 Corporate Finance Adviser (7 Sep 2007 to 31 Oct 2007)
  • Aashay Shah

    IRN AXS07305

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Jul 2020)
    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • Abhinandan Bothra

    IRN AXB03126

    • CF30 Customer (17 Sep 2013 to 7 Jun 2019)
  • Abhinav Vitta

    IRN AXV00237

    • [FCA CF] Client dealing (since 27 Aug 2024)
  • Abid Riaz

    IRN AXR01302

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Abror Ismailov

    IRN AXI01082

    • CF30 Customer (15 Dec 2011 to 16 Jun 2014)
  • Adam Blin

    IRN AXB04095

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Oct 2017 to 8 Dec 2019)
  • Adam Coleman

    IRN AXC02986

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Adam Kashani

    IRN AXK02951

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Apr 2020)
    • CF30 Customer (2 Feb 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.