Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF30 Customer (18 Aug 2014 to 1 May 2015)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (15 Dec 2011 to 16 Jun 2014)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF21 Investment Adviser (1 Jun 2004 to 18 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.