Chandrakant Shah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Daiwa Corporate Advisory Limited
FRN 175853
- [FCA CF] Client dealing (since 13 Feb 2023)
- CF30 Customer (16 Dec 2010 to 15 Aug 2014)
Arlington Group Asset Management Limited (no longer approved here)
FRN 172337
- CF30 Customer (16 Sep 2016 to 31 Jul 2017)
- CF4 Partner (AR) (16 Sep 2016 to 31 Jul 2017)
Arian Capital Partners LLP (no longer approved here)
FRN 757569
- Employed By (16 Sep 2016 to 28 Jul 2017)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Nov 2007 to 2 Jul 2008)
- CF21 Investment Adviser (19 Mar 2004 to 31 Oct 2007)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.