Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Corporate Advisory Limited
FRN 175853
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF1 Director (7 May 2014 to 8 Dec 2019)
- CF30 Customer (28 Feb 2012 to 8 Dec 2019)
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- CF30 Customer (21 Apr 2010 to 10 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.