Alexander Hay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BB Shelf 4 LLP
FRN 617161
- [FCA CF] Client dealing (since 17 May 2022)
Sovereign Capital Partners LLP
FRN 408227
- SMF27 Partner (since 2 Mar 2022)
- [FCA CF] Client dealing (since 4 Nov 2021)
RJD Partners Limited (no longer approved here)
FRN 208588
- CF30 Customer (1 Nov 2007 to 17 Apr 2017)
- CF27 Investment Management (22 Jan 2007 to 31 Oct 2007)
Daiwa Corporate Advisory Limited (no longer approved here)
FRN 175853
- CF23 Corporate Finance Adviser (2 Dec 2004 to 1 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.