BB Shelf 4 LLP

Date authorised
14 August 2014
Companies House
OC391632
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sovereign Capital Partners Llp
    25 Victoria Street
    London
    Westminster
    SW1H 0EX
    UNITED KINGDOM
    Phone
    +442073408800
    Web
    https://www.sovereigncapital.co.uk

  • Complaints Contact

    Sovereign Capital Partners Llp
    25 Victoria Street
    London
    Westminster
    SW1H 0EX
    UNITED KINGDOM
    Phone
    +442073408800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Sovereign Capital Partners LLP

    IRN XXS01254

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (23 Dec 2014 to 8 Dec 2019)
  • Alexander Hay

    IRN AXH01708

    • [FCA CF] Client dealing (since 17 May 2022)
  • Andrew Charles George Hayden

    IRN ACH01056

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (14 Aug 2014 to 8 Dec 2019)
  • Andrew Derek Pars

    IRN AXP01274

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (13 Apr 2017 to 8 Dec 2019)
  • David John Myers

    IRN DJM01254

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (24 Nov 2014 to 8 Dec 2019)
    • CF4 Partner (24 Nov 2014 to 8 Dec 2019)
  • Dominic Stephen Dalli

    IRN DSD01031

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (21 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
  • James Dargan

    IRN JXD02499

    • [FCA CF] Client dealing (since 19 Mar 2026)
  • Jeremy Alexander Morgan

    IRN JAM01466

    • [FCA CF] Client dealing (since 17 May 2022)
    • CF30 Customer (11 Dec 2015 to 8 Dec 2019)
  • Jonathan Paul Thorne

    IRN JXT00374

    • [FCA CF] Client dealing (since 17 May 2022)
  • Kevin Richardson Whittle

    IRN KXW01200

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
    • CF4 Partner (21 Nov 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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