Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sovereign Capital Partners LLP
FRN 408227
- SMF9 Chair of the Governing Body (since 8 Jul 2022)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 8 Jul 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (21 Oct 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (21 Oct 2005 to 31 Oct 2007)
- CF27 Investment Management (30 Nov 2004 to 31 Oct 2007)
- CF4 Partner (30 Nov 2004 to 8 Dec 2019)
-
BB Shelf 4 LLP
FRN 617161
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (14 Aug 2014 to 8 Dec 2019)
- CF30 Customer (14 Aug 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.