Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sovereign Capital Partners LLP
FRN 408227
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (9 Dec 2019 to 21 Oct 2021)
- CF4 Partner (10 Aug 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (29 Jun 2005 to 31 Oct 2007)
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BB Shelf 4 LLP
FRN 617161
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (21 Nov 2014 to 8 Dec 2019)
- CF4 Partner (21 Nov 2014 to 8 Dec 2019)
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- CF27 Investment Management (6 Jun 2005 to 6 Jun 2005)
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- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.