Andrew Derek Pars

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sovereign Capital Partners LLP

    FRN 408227

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF28 Systems and controls (13 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (13 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
  • BB Shelf 4 LLP

    FRN 617161

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (13 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (13 Apr 2017 to 8 Dec 2019)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF1 Director (1 Aug 2008 to 21 Apr 2011)
    • CF30 Customer (18 Jun 2008 to 14 Nov 2011)
  • A & B Financial Management (no longer approved here)

    FRN 156704

    • (5)Employed By (3 Jan 2002 to 2 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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