Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • August Equity LLP (no longer approved here)

    FRN 458635

    • CF4 Partner (1 Apr 2010 to 31 Dec 2017)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2017)
    • CF21 Investment Adviser (18 May 2007 to 31 Oct 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF23 Corporate Finance Adviser (2 Apr 2004 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.