Date authorised
1 April 2013
Companies House
OC333044
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Bartholomew
    Barts Square
    London
    EC1A 7BL
    UNITED KINGDOM
    Phone
    +4402079086000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Cavendish Corporate Finance Limited

    IRN XXC01094

    • CF4 Partner (17 Dec 2007 to 6 Dec 2019)
  • AMY MAYER

    IRN AXM01150

    • [FCA CF] Client dealing (12 May 2022 to 14 Nov 2025)
  • Adam Wedgwood

    IRN AXW01010

    • [FCA CF] Client dealing (6 May 2025 to 29 Jan 2026)
  • Alexander Bloomfield

    IRN AXB02738

    • CF30 Customer (19 Apr 2011 to 12 Aug 2011)
  • Alexandra Joy Justice Slattery

    IRN AJS01700

    • CF30 Customer (1 Mar 2017 to 5 Feb 2018)
  • Alistair James Hay

    IRN AJH01673

    • [FCA CF] Manager of certification employee (since 4 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Dec 2016 to 8 Dec 2019)
    • CF4 Partner (15 Dec 2016 to 5 Dec 2018)
  • Andrew Jeffs

    IRN ASJ01027

    • [FCA CF] Manager of certification employee (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (23 Jul 2012 to 5 Dec 2018)
    • CF30 Customer (17 Dec 2007 to 8 Dec 2019)
  • Andrew Murphy

    IRN AXM00516

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2021)
  • Anthony Platt

    IRN AXP00275

    • [FCA CF] Manager of certification employee (since 31 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Anya Cummins

    IRN AXC02469

    • CF30 Customer (28 Mar 2012 to 18 Jan 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.