Cavendish Corporate Finance LLP

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402079086000

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ben Lowe

  IRN BXL00261

  • [FCA CF] Client dealing (since 6 May 2025)
• Benjamin Everson

  IRN BXE00098

  • [FCA CF] Client dealing (since 1 May 2025)
• Benjamin Goldring

  IRN BXG01452

  • [FCA CF] Manager of certification employee (since 14 Oct 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2015 to 8 Dec 2019)
• Benjamin James Procter

  IRN BXP00220

  • SMF27 Partner (since 11 Jun 2024)
• Carl Peter Crompton

  IRN CPC01056

  • CF30 Customer (17 Dec 2007 to 1 Apr 2009)
• Caroline Belcher

  IRN CXB01945

  • CF30 Customer (4 Aug 2010 to 5 Dec 2018)
  • CF4 Partner (4 Aug 2010 to 5 Dec 2018)
• Chiara Pettinicchio

  IRN CXP00186

  • [FCA CF] Client dealing (since 3 Mar 2025)
• Chirag Satish Gohil

  IRN CSG01071

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (14 Jul 2018 to 8 Dec 2019)
• Christopher John Malcolm

  IRN CJM01258

  • [FCA CF] Manager of certification employee (31 Jan 2023 to 10 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2023)
  • CF30 Customer (22 Oct 2019 to 8 Dec 2019)
• Daniel Dwyer

  IRN DXD00333

  • [FCA CF] Client dealing (since 28 Feb 2023)

• Cavendish Corporate Finance Regions LLP

  FRN 1030110 · Appointed 27 May 2025

• Cavendish Finance Partners (no longer appointed)

  FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

No changes recorded yet.