Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Daniel James Casserly
IRN DXC00940
- [FCA CF] Client dealing (since 29 Oct 2025)
Daniel John Marchington
IRN DXM00440
- [FCA CF] Client dealing (since 30 Oct 2025)
Darren Neil Boocock
IRN DNB01028
- [FCA CF] Client dealing (since 3 Jun 2025)
David Fitzgerald
IRN DXF00349
- [FCA CF] Client dealing (since 15 May 2024)
David Healy
IRN DXH00926
- [FCA CF] Client dealing (since 1 May 2025)
David James Powell
IRN DJP01172
- CF30 Customer (17 Dec 2007 to 30 Oct 2008)
David Kirkpatrick
IRN DXK01484
- CF30 Customer (21 Mar 2012 to 10 May 2013)
Derek Zissman
IRN DXZ01029
- CF4 Partner (15 Oct 2018 to 5 Dec 2018)
- CF30 Customer (15 Oct 2018 to 8 Dec 2019)
Duncan James McKinlay
IRN DJM01644
- CF30 Customer (23 Dec 2014 to 15 Jul 2016)
Duncan Raphael Chandler
IRN DRC01149
- [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
- CF30 Customer (10 Aug 2018 to 8 Dec 2019)
- CF4 Partner (10 Aug 2018 to 5 Dec 2018)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.