Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

ELLEN HUDSON
IRN EXH00208
- [FCA CF] Client dealing (since 12 May 2022)
Edward Christopher Wroth Lethbridge
IRN ECL01016
- CF30 Customer (17 Dec 2007 to 3 Oct 2008)
Eimear Larkin
IRN EXL01281
- CF30 Customer (29 Nov 2013 to 18 Aug 2017)
Elliott Thomas Jeans
IRN EXJ00033
- [FCA CF] Client dealing (since 30 Sep 2021)
Emily Louise Halley
IRN ELH01054
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- CF30 Customer (30 Jul 2018 to 8 Dec 2019)
Fiona McCormick
IRN FXM01534
- CF30 Customer (16 May 2013 to 13 Aug 2018)
GURJINDER SINGH BAINS
IRN GXB22218
- CF30 Customer (18 Oct 2019 to 8 Dec 2019)
Geoffrey Don Moylan
IRN GXM00535
- [FCA CF] Client dealing (since 2 Feb 2023)
George MacRitchie
IRN GXM01228
- CF30 Customer (17 Dec 2007 to 1 Oct 2008)
George Ryan-Smith
IRN GXR00091
- [FCA CF] Client dealing (11 Nov 2021 to 18 Mar 2022)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.