Christopher John Malcolm

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oppenheimer Europe Ltd.

    FRN 483856

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 6 Nov 2023)
  • Cavendish Corporate Finance LLP (no longer approved here)

    FRN 474794

    • [FCA CF] Manager of certification employee (31 Jan 2023 to 10 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2023)
    • CF30 Customer (22 Oct 2019 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (28 Apr 2014 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 25 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.