Edward John Stacey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cavendish Capital Markets Limited
FRN 467766
- [FCA CF] Client dealing (since 9 Sep 2023)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- [FCA CF] Client dealing (8 Feb 2022 to 9 Sep 2023)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (19 Aug 2009 to 13 May 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (1 Nov 2007 to 19 May 2009)
- CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (2 Jun 2003 to 25 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.