David Maurice Buxton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited

    FRN 467766

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 Jul 2007 to 17 Jan 2010)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF21 Investment Adviser (31 May 2007 to 31 Jul 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF21 Investment Adviser (21 Apr 2005 to 11 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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