Charles Oliver Long

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- [FCA CF] Client dealing (3 Apr 2020 to 7 Sep 2022)
VSA Capital Limited (no longer approved here)
FRN 158790
- CF30 Customer (15 May 2012 to 1 May 2013)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (2 Aug 2010 to 9 Mar 2012)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF30 Customer (24 Feb 2010 to 28 May 2010)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 155241
- CF30 Customer (10 Apr 2008 to 12 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.