Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF2 Non Executive Director (22 Feb 2012 to 1 Jun 2012)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
    • CF1 Director (31 Jul 2007 to 1 Nov 2011)
    • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF23 Corporate Finance Adviser (30 Jun 2006 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.