Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cavendish Capital Markets Limited
FRN 467766
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (5 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2012 to 17 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 19 Feb 2009)
- CF21 Investment Adviser (24 May 2005 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 7 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.