Robert W. Baird Limited

• Principal Place of Business

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

  Web

  https://www.bairdeurope.com

• Complaints Contact

  Finsbury Circus House

  15 Finsbury Circus

  London

  City Of London

  EC2M 7EB

  UNITED KINGDOM

  Phone

  +4402074881212

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aadila Bibi Domah

  IRN ABD01024

  • CF30 Customer (18 Jan 2012 to 6 Jun 2017)
• Abhishek Bhageria

  IRN AXB02348

  • CF30 Customer (9 Jun 2008 to 21 May 2009)
• Adrian Peter Hadden

  IRN APH01088

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Nov 2005)
• Akshat Sureka

  IRN AXS05276

  • [FCA CF] Client dealing (since 28 Aug 2024)
• Alan Spoliar

  IRN ANS01023

  • CF21 Investment Adviser (4 Dec 2004 to 11 Nov 2005)
• Alex Joseph Murrill

  IRN AJM01605

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2022)
  • CF30 Customer (12 Jul 2016 to 8 Dec 2019)
• Alexander Gerald Trevor

  IRN AGT01065

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Nov 2021)
• Alexandra Jeremiah

  IRN AXJ00096

  • [FCA CF] Significant management (since 9 Dec 2019)
• Alexandre Jourdan

  IRN AXJ01889

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• Alexia Beattie

  IRN AXC02010

  • CF11 Money Laundering Reporting (10 Jul 2007 to 14 Apr 2008)
  • CF10 Compliance Oversight (10 Jul 2007 to 14 Apr 2008)

No changes recorded yet.