Alan Spoliar

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited

    FRN 224621

    • [FCA CF] Client dealing (since 15 Jul 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Client dealing (31 Mar 2023 to 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • CF30 Customer (19 Mar 2012 to 8 Dec 2019)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF21 Investment Adviser (4 Dec 2004 to 11 Nov 2005)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (12 Jan 2004 to 2 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.