Robert W. Baird Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
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Complaints Contact
Finsbury Circus House15 Finsbury CircusLondonCity Of LondonEC2M 7EBUNITED KINGDOM- Phone
- +4402074881212
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alice Charlotte Fox
IRN ACF01049
- CF21 Investment Adviser (17 Sep 2002 to 8 Apr 2004)
- CF22 Investment Adviser (Trainee) (1 Aug 2002 to 17 Sep 2002)
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Amanda Antoinette Pujolas
IRN AAP01028
- CF30 Customer (1 Nov 2007 to 6 Aug 2012)
- CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
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Ana Maria Sanchez-Infante
IRN AMS01177
- CF21 Investment Adviser (18 Jan 2005 to 1 Apr 2005)
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Anand Baldawa
IRN AXB02341
- CF30 Customer (24 Apr 2008 to 30 Mar 2012)
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Anas Ammari
IRN AXA14691
- CF30 Customer (8 May 2019 to 8 Dec 2019)
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Andrea Shanelle Curran
IRN ASC01099
- CF30 Customer (20 Jul 2011 to 28 Apr 2016)
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Andreas Germaschewski
IRN AXG02747
- [FCA CF] Client dealing (9 Dec 2019 to 1 May 2022)
- CF30 Customer (12 Jan 2017 to 8 Dec 2019)
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Andrew Jeffery Lynn
IRN AJL01111
- [FCA CF] Client dealing (since 7 Nov 2024)
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Andrew Maxwell Nicholson
IRN AMN01023
- [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
- [FCA CF] Client dealing (28 Sep 2020 to 5 Dec 2025)
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Andrew Peter Baker
IRN APB01087
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)
- CF1 Director (1 Dec 2001 to 14 Nov 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.