Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (4 May 2009 to 14 Sep 2009)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF1 Director (1 Dec 2001 to 14 Nov 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.