Andrew Maxwell Nicholson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Client dealing (since 23 Mar 2026)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 12 Nov 2004)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • [FCA CF] Manager of certification employee (16 Mar 2024 to 3 Nov 2025)
    • [FCA CF] Client dealing (28 Sep 2020 to 5 Dec 2025)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF30 Customer (6 Jun 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.