Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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ALEXANDER CARYLON Innes
IRN ACI01005
- [FCA CF] Client dealing (since 9 Feb 2026)
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Aadam Brown
IRN AXB02398
- [FCA CF] Client dealing (1 Dec 2021 to 1 Feb 2024)
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Aakriti Talwar
IRN AXT00467
- [FCA CF] Client dealing (since 26 Nov 2025)
- [FCA CF] Client dealing (1 Dec 2021 to 9 Oct 2024)
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Adam Broadbent
IRN AXB00819
- [FCA CF] Client dealing (1 Dec 2021 to 2 Nov 2023)
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Adam David Joy
IRN ADJ01029
- CF30 Customer (5 Nov 2015 to 18 Sep 2017)
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Adam Mason
IRN AXM01186
- [FCA CF] Client dealing (1 Dec 2021 to 5 Dec 2024)
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Adam Michael Davis
IRN AMD01263
- CF30 Customer (13 Dec 2017 to 14 Sep 2018)
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Adam William Brown
IRN AWB01081
- CF30 Customer (21 Feb 2020 to 26 Oct 2020)
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Adele Helen Anderson
IRN AHA01014
- CF28 Systems and controls (19 Jul 2010 to 31 Jul 2011)
- CF4 Partner (30 Apr 2002 to 1 Apr 2003)
- CF8 Apportionment and Oversight (30 Apr 2002 to 1 Apr 2003)
- CF13 Finance (30 Apr 2002 to 1 Apr 2003)
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Adrian Arundell
IRN AXA01284
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Nov 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.