KPMG LLP

• Principal Place of Business

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

  Web

  https://www.kpmg.co.uk

• Complaints Contact

  15 Canada Square

  London

  E14 5GL

  UNITED KINGDOM

  Phone

  +4402073111000

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Investment Setup

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Adrian Clive Dray

  IRN ACD01069

  • CF30 Customer (1 Nov 2007 to 16 Oct 2013)
  • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
• Adrian John Wimmers

  IRN AJW01324

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 19 May 2003)
• Adrian Scholtz

  IRN AXS02859

  • [FCA CF] Client dealing (since 1 Dec 2021)
  • CF30 Customer (11 Oct 2010 to 8 Dec 2019)
• Ajay Dominic Saldanha

  IRN ADS01094

  • CF30 Customer (22 Mar 2010 to 17 Feb 2017)
• Ajith Kumar Balan Nair

  IRN AKB01102

  • CF30 Customer (19 Feb 2020 to 26 Oct 2020)
• Al-Munther Sultan

  IRN AXS10983

  • [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2023)
  • CF30 Customer (5 Feb 2019 to 8 Dec 2019)
• Alan Craig Meldrum

  IRN ACM01126

  • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)
• Alan Taggart

  IRN AXT00597

  • [FCA CF] Client dealing (2 Oct 2023 to 11 Mar 2024)
• Alasdair Robin Forbes Wight

  IRN ARW01152

  • CF30 Customer (14 Jan 2014 to 10 Feb 2015)
• Alastair Horrocks

  IRN AXH12773

  • [FCA CF] Client dealing (1 Dec 2021 to 7 Jun 2024)
  • CF30 Customer (20 Mar 2019 to 8 Dec 2019)

• Interpath Ltd (no longer appointed)

  FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

• Isio Group Ltd (no longer appointed)

  FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

No changes recorded yet.