Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
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Complaints Contact
15 Canada SquareLondonE14 5GLUNITED KINGDOM- Phone
- +4402073111000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Authorised to Operate
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Arranges Investments
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Investment Setup
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alastair Kisby
IRN AXK00549
- [FCA CF] Client dealing (since 1 Dec 2021)
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Alexander Basil John Wood
IRN AXW01907
- CF30 Customer (24 Nov 2011 to 16 Oct 2013)
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Alexander Hartley
IRN AXH02251
- [FCA CF] Manager of certification employee (since 10 Oct 2024)
- [FCA CF] Client dealing (since 1 Dec 2021)
- CF30 Customer (11 Oct 2011 to 8 Dec 2019)
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Alexander Koriath
IRN AXK01726
- CF30 Customer (16 Sep 2008 to 27 Jun 2014)
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Alexander Lloyd Reeves
IRN ALR01028
- CF23 Corporate Finance Adviser (30 Apr 2002 to 1 Apr 2004)
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Alexander Ross Clark
IRN ARC01155
- CF30 Customer (1 Nov 2007 to 1 May 2008)
- CF23 Corporate Finance Adviser (22 Oct 2007 to 31 Oct 2007)
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Alexandra Anne Skeggs
IRN AAS01056
- CF30 Customer (13 Jul 2017 to 8 Dec 2019)
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Alfonso Marone
IRN AXM04808
- CF30 Customer (20 Feb 2018 to 8 Dec 2019)
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Alice Killingbeck
IRN AXK00548
- [FCA CF] Client dealing (since 1 Dec 2021)
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Alison Comber
IRN AXC01526
- CF23 Corporate Finance Adviser (30 Apr 2002 to 23 Jul 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.