KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alison Jennifer Margaret McLearnon

    IRN AJM01452

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (14 Oct 2003 to 31 Oct 2007)
  • Alison Roberta Fagan

    IRN ARF01047

    • CF23 Corporate Finance Adviser (2 May 2002 to 13 Sep 2002)
  • Alistair David McLeish

    IRN ADM01140

    • CF30 Customer (1 Nov 2007 to 14 Dec 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Jan 2013)
    • CF8 Apportionment and Oversight (24 Sep 2003 to 31 Mar 2009)
    • CF4 Partner (24 Sep 2003 to 10 Jan 2013)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Amanda Coale

    IRN AXC00801

    • [FCA CF] Client dealing (1 Dec 2021 to 1 Dec 2022)
  • Amanda Hall

    IRN AXW01384

    • CF30 Customer (1 Nov 2007 to 16 Nov 2012)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Amanda Jane Pearson

    IRN AJP01448

    • CF4 Partner (27 Apr 2017 to 6 Sep 2019)
  • Amanda Muckalt

    IRN AXM01774

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 7 Mar 2003)
  • Amanda Ruddiman

    IRN AJR01442

    • [FCA CF] Client dealing (since 11 May 2023)
  • Amrik Singh Gill

    IRN ASG01043

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Anant Kiran Michael Varma

    IRN AKV00003

    • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.