KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andre Sidorowicz

    IRN AXS01697

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (2 May 2002 to 31 Oct 2007)
  • Andrew Bate

    IRN ATB01027

    • CF23 Corporate Finance Adviser (2 May 2002 to 20 Sep 2002)
  • Andrew Charles Broom

    IRN ACB01140

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 26 Sep 2002)
  • Andrew Charles Wild

    IRN AXW01381

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 27 Jul 2005)
  • Andrew Cresswell Jones

    IRN ACJ01035

    • CF30 Customer (21 Jan 2014 to 18 Sep 2017)
  • Andrew David Christopher Seed

    IRN ADS00045

    • CF30 Customer (16 Feb 2012 to 24 May 2013)
  • Andrew David Clegg

    IRN ADC01113

    • CF30 Customer (1 Nov 2007 to 6 Mar 2014)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Andrew David Craig

    IRN ADC01112

    • CF30 Customer (1 Nov 2007 to 18 Sep 2019)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
  • Andrew Francis

    IRN AXF00568

    • [FCA CF] Client dealing (since 28 Oct 2024)
  • Andrew Garbutt

    IRN AXG01425

    • CF30 Customer (1 Nov 2007 to 28 Apr 2010)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.