KPMG LLP

Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
    Web
    https://www.kpmg.co.uk

  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Gordon Sharp

    IRN AGS01080

    • CF30 Customer (29 Sep 2008 to 3 Oct 2013)
    • CF21 Investment Adviser (30 Apr 2002 to 12 Jul 2007)
  • Andrew Gordon Walker

    IRN AGW01076

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Jan 2003)
  • Andrew Graham Dodd

    IRN AGD01037

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 11 May 2003)
  • Andrew Grant Johnston

    IRN AGJ01027

    • CF24 Pension Transfer Specialist (6 Mar 2003 to 22 Jul 2006)
    • CF21 Investment Adviser (30 Apr 2002 to 22 Jul 2005)
  • Andrew Griffin

    IRN AXG01424

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 3 Nov 2003)
  • Andrew Guy Kerridge

    IRN AGK01018

    • CF30 Customer (18 Jan 2011 to 31 Mar 2011)
  • Andrew Hodgson

    IRN AXH00744

    • [FCA CF] Client dealing (1 Dec 2021 to 15 Oct 2023)
  • Andrew Iain Beaver

    IRN AIB01043

    • CF30 Customer (9 Dec 2016 to 8 Dec 2019)
  • Andrew Jackson Hodgson

    IRN AJH01354

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Apr 2002 to 31 Oct 2007)
  • Andrew James Coles

    IRN AJC01310

    • CF3 Chief Executive (AR) (17 Feb 2020 to 26 Oct 2020)
    • SMF27 Partner (9 Dec 2019 to 5 Mar 2020)
    • CF4 Partner (8 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 23 May 2011)
    • CF21 Investment Adviser (30 Apr 2002 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.