Date authorised
15 November 2007
Companies House
OC301540
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000
  • Complaints Contact

    15 Canada Square
    London
    E14 5GL
    UNITED KINGDOM
    Phone
    +4402073111000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jenke

    IRN AXJ01437

    • CF30 Customer (11 Oct 2010 to 23 Jul 2018)
  • Andrew John Scaife

    IRN AJS01387

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF23 Corporate Finance Adviser (23 Feb 2004 to 31 Oct 2007)
  • Andrew John Singh

    IRN AJS01720

    • CF30 Customer (12 Feb 2020 to 26 Oct 2020)
  • Andrew Jonathan Hoyling

    IRN AJH01498

    • CF23 Corporate Finance Adviser (4 Aug 2006 to 6 Jul 2007)
  • Andrew Jonathan Wall

    IRN AJW01323

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 6 Jul 2007)
  • Andrew Jordan

    IRN ADJ01066

    • [FCA CF] Client dealing (since 1 Dec 2021)
    • CF30 Customer (6 Mar 2019 to 8 Dec 2019)
  • Andrew Kilborn

    IRN AXK01368

    • CF23 Corporate Finance Adviser (30 Apr 2003 to 30 Apr 2007)
  • Andrew Lister

    IRN AXL01992

    • CF30 Customer (20 Feb 2015 to 17 Nov 2015)
  • Andrew Mahon

    IRN AXM01775

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 9 Mar 2006)
  • Andrew Mark Callis

    IRN AMC01139

    • CF21 Investment Adviser (30 Apr 2002 to 31 Jul 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Interpath Ltd (no longer appointed)

    FRN 947649 · Appointed 22 Mar 2021 · Until 1 Apr 2022

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 30 Jan 2020 · Until 30 Oct 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.